Denver financial firms get enterprise-level security and compliance for less than the cost of one IT hire. SEC/FINRA expertise, 24/7 monitoring, and audit-ready documentation included.
Denver financial firms face unique IT staffing challenges
The Challenge: SEC Rule 17a-4, FINRA regulations, Gramm-Leach-Bliley Act, SOX compliance - your IT must understand it all.
The Solution: Our team specializes in financial services compliance. We maintain audit-ready documentation and know exactly what examiners look for.
The Challenge: Financial data is the #1 cybercriminal target. A breach could end your business and result in massive fines.
The Solution: Enterprise security infrastructure with 24/7 monitoring, threat detection, and rapid incident response.
The Challenge: SEC/FINRA examiners expect comprehensive IT documentation. Missing records = deficiencies and fines.
The Solution: We maintain complete documentation automatically. Everything examiners ask for is ready on day one.
The Challenge: IT staff costs keep rising. Plus unexpected costs for specialized security tools, compliance software, and consulting.
The Solution: Flat monthly rate covers everything including enterprise security tools your firm could never afford for one employee.
| Cost Factor | IT Employee | Outsourced IT |
|---|---|---|
| Base Salary | $85,000-$110,000 | — |
| Benefits (30%) | $25,500-$33,000 | — |
| Security Tools | $10,000-$20,000 | Included |
| Training/Certs | $5,000-$10,000 | — |
| Managed IT Service | — | $42,000-$72,000 |
| Annual Total | $125,500-$173,000 | $42,000-$72,000 |
Your Savings: $53,500-$101,000 per year
The Challenge: Markets don't wait. When systems go down, you lose opportunities and client trust. Your IT person can't be available 24/7.
The Solution: True 24/7 coverage with redundant team members. Someone always answers, even at 3 AM on Thanksgiving.
The Challenge: Portfolio management systems, CRM platforms, trading platforms - financial services uses specialized software that generic IT staff don't understand.
The Solution: We work with financial technology daily. Deep experience with industry-specific platforms.
Everything a Denver financial firm needs, included in one monthly rate
Firm: 15-advisor RIA managing $800M AUM
Their Situation: "Received SEC exam notice. Our IT person doesn't know what documentation they'll want to see."
The Solution: Complete audit preparation package. All IT documentation organized and ready within 48 hours.
Firm: Boutique investment bank, 25 employees
Their Situation: "Sophisticated phishing attack targeted our CFO. Our IT guy didn't catch it in time. System compromised."
The Solution: Our SOC detected the threat within 2 minutes, isolated affected systems, prevented encryption. Zero data loss.
Firm: Fast-growing wealth management firm
Their Situation: "Doubled from 8 to 16 advisors in 18 months. Our IT person is overwhelmed and threatening to quit."
The Solution: Transitioned to managed IT during transition period. Onboarded new advisors seamlessly. Zero disruption.
Firm: 30-person broker-dealer
Their Situation: "FINRA exam revealed our email archiving solution wasn't SEC 17a-4 compliant. Major deficiency."
The Solution: Implemented proper email archiving within 2 weeks. Migrated 5 years of historical emails. Created compliant documentation.
See exactly how much your Denver firm can save vs. hiring IT staff
Yes. We specialize in financial services IT compliance. Our team maintains current knowledge of SEC, FINRA, GLBA, and SOX requirements and works exclusively with financial services firms.
Absolutely. We provide SEC 17a-4 compliant email archiving with WORM (Write Once Read Many) storage, chain of custody documentation, and examiner-friendly search capabilities.
We provide complete audit support. All IT documentation is maintained and ready. We can be on-site during the exam to answer technical questions and provide requested documentation immediately.
Yes. We support all major financial platforms including Orion, Black Diamond, Tamarac, Morningstar, eMoney, MoneyGuidePro, and dozens of others commonly used in the industry.
We implement bank-level security: 24/7 SOC monitoring, advanced threat protection, MFA everywhere, encrypted communications, regular penetration testing, and comprehensive incident response planning.
We guarantee 4-hour maximum recovery time for critical systems with regular testing. Most recoveries complete within 1-2 hours. Geographic backup redundancy ensures data is never lost.
Join Denver financial firms that switched from IT staff to managed IT
Free compliance review included with assessment. No obligation.